ICON Capital Group, LLC and/or its affiliates (hereinafter referred to as “ICON Capital” or “ICON” or “us” or “we”) are committed to protecting the interests of our clients in the event of a business disruption. The ICON Capital - Business Continuity Plan (hereinafter referred to as the “Business Continuity Plan”) summary below details how ICON Capital will respond to events that significantly disrupt our business.

Our business plan addresses all areas affected by a business disruption of any type: data backup and recovery, financial and operational systems and assessments, alternative communications with clients, employees and regulators, as well as critical suppliers and banks, and alternate physical location of employees if necessary. Our plan is designed to enable the firm to recover quickly and restore business operations as quickly as possible, safeguard our employees and property, protect the firm’s books and records and assure our clients prompt service through alternative offices if we are unable to continue our business locally.

In the event of a disaster in one of our seven regional offices or geographical areas, there should be minimal disruption in service, and recovery will begin on local computer hardware as quickly as possible given the events. All critical financial applications and data files are mirror hosted from the Sunnyvale, California and/or the Atlanta, Georgia area and replicated at an alternate remote disaster recovery site. This facility maintains redundant information at an offsite location as well. In either situation, we plan to begin recovery immediately and notify clients how to contact us through our website www.iconcapitalgroup.com and emergency telephone number 770-804-1112.

In the event of a disruption to our headquarters in Atlanta, GA, ICON Capital will transfer operations to an alternate regional office as necessary in order to restore critical operations within the same day through our disaster recovery site unless other critical elements have been lost or generally not recoverable. Other functions will be restored within the week from the disaster recovery site or additional digital and/or tape backups stored in an additional remote location unless other critical elements have been lost or generally not recoverable.

If you have questions regarding our Business Continuity Plan, you may contact us at www.iconcapitalgroup.com. The plan is subject to change without notice. In the event that the Business Continuity Plan summary is modified, the updated document will be available at www.iconcapitalgroup.com as soon as reasonably possible.

All content ©2002-2009 ICON Capital Group, LLC. All rights reserved. Unauthorized duplication is hereby prohibited.

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